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SEC is composed of a five-member Commission that oversees SEC operations and provides final approval over staff interpretation of federal securities laws, proposals for new or amended rules to govern securities markets, and enforcement activities. The Commission, which is headed by the SEC chairman, oversees 5 divisions and 23 offices, including 11 regional offices.
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SEC is composed of a five-member Commission that oversees SEC operations and provides final approval over staff interpretation of federal securities laws, proposals for new or amended rules to govern securities markets, and enforcement activities. The Commission, which is headed by the SEC chairman, oversees 5 divisions and 23 offices, including 11 regional offices.
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