104,93 €
116,59 €
-10% with code: EXTRA
Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
Investor and Industry Perspectives on Investment Advisers and Broker-Dealers
104,93
116,59 €
  • We will send in 10–14 business days.
In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - tw…
  • SAVE -10% with code: EXTRA

Investor and Industry Perspectives on Investment Advisers and Broker-Dealers (e-book) (used book) | bookbook.eu

Reviews

Description

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - two distinct types of financial professionals whose boundaries have blurred in recent decades.

EXTRA 10 % discount with code: EXTRA

104,93
116,59 €
We will send in 10–14 business days.

The promotion ends in 19d.06:45:07

The discount code is valid when purchasing from 10 €. Discounts do not stack.

Log in and for this item
you will receive 1,17 Book Euros!?
  • Author: Angela A Hung
  • Publisher:
  • ISBN-10: 0833044036
  • ISBN-13: 9780833044037
  • Format: 21.6 x 27.9 x 1.2 cm, softcover
  • Language: English English

In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.This report examines current practices and investor understanding of broker-dealers, and investment advisers - two distinct types of financial professionals whose boundaries have blurred in recent decades.

Reviews

  • No reviews
0 customers have rated this item.
5
0%
4
0%
3
0%
2
0%
1
0%
(will not be displayed)