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- Publisher: Regulations Press
- ISBN-10: 1354240030
- ISBN-13: 9781354240038
- Format: 15.6 x 23.4 x 2.8 cm, softcover
- Language: English
- SAVE -10% with code: EXTRA
Code of Federal Regulations Title 17, Volume 2, April 1, 2015 (e-book) (used book) | bookbook.eu
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Description
17 CFR Parts 41 to 199 covers securities futures products, anti-money laundering terrorist financing, trading standards, broker associations, customer protection rules and bankruptcy.
Code of Federal Regulations Title 17, Volume 2, April 1, 2015
Containing parts Parts 41 to 199
Part 41; SECURITY FUTURES PRODUCTS
Part 42; ANTI-MONEY LAUNDERING, TERRORIST FINANCING
Part 43; REAL-TIME PUBLIC REPORTING
Part 44; INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS
Part 45; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS
Part 46; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS
Part 48; REGISTRATION OF FOREIGN BOARDS OF TRADE
Part 49; SWAP DATA REPOSITORIES
Part 50; CLEARING REQUIREMENT AND RELATED RULES
Part 75; PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
Part 100; DELIVERY PERIOD REQUIRED
Part 140; ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
Part 141; SALARY OFFSET
Part 142; INDEMNIFICATION OF CFTC EMPLOYEES
Part 143; COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION
Part 144; PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT
Part 145; COMMISSION RECORDS AND INFORMATION
Part 146; RECORDS MAINTAINED ON INDIVIDUALS
Part 147; OPEN COMMISSION MEETINGS
Part 148; IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION
Part 149; ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION
Part 150; LIMITS ON POSITIONS
Part 151; POSITION LIMITS FOR FUTURES AND SWAPS
Part 155; TRADING STANDARDS
Part 156; BROKER ASSOCIATIONS
Part 160; PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT
Part 162; PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT
Part 165; WHISTLEBLOWER RULES
Part 166; CUSTOMER PROTECTION RULES
Part 170; REGISTERED FUTURES ASSOCIATIONS
Part 171; RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
Part 180; PROHIBITION AGAINST MANIPULATION
Part 190; BANKRUPTCY
Parts 191-199; Reserved
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- Publisher: Regulations Press
- ISBN-10: 1354240030
- ISBN-13: 9781354240038
- Format: 15.6 x 23.4 x 2.8 cm, softcover
- Language: English English
17 CFR Parts 41 to 199 covers securities futures products, anti-money laundering terrorist financing, trading standards, broker associations, customer protection rules and bankruptcy.
Code of Federal Regulations Title 17, Volume 2, April 1, 2015
Containing parts Parts 41 to 199
Part 41; SECURITY FUTURES PRODUCTS
Part 42; ANTI-MONEY LAUNDERING, TERRORIST FINANCING
Part 43; REAL-TIME PUBLIC REPORTING
Part 44; INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS
Part 45; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS
Part 46; SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS
Part 48; REGISTRATION OF FOREIGN BOARDS OF TRADE
Part 49; SWAP DATA REPOSITORIES
Part 50; CLEARING REQUIREMENT AND RELATED RULES
Part 75; PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS
Part 100; DELIVERY PERIOD REQUIRED
Part 140; ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION
Part 141; SALARY OFFSET
Part 142; INDEMNIFICATION OF CFTC EMPLOYEES
Part 143; COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION
Part 144; PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT
Part 145; COMMISSION RECORDS AND INFORMATION
Part 146; RECORDS MAINTAINED ON INDIVIDUALS
Part 147; OPEN COMMISSION MEETINGS
Part 148; IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION
Part 149; ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION
Part 150; LIMITS ON POSITIONS
Part 151; POSITION LIMITS FOR FUTURES AND SWAPS
Part 155; TRADING STANDARDS
Part 156; BROKER ASSOCIATIONS
Part 160; PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT
Part 162; PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT
Part 165; WHISTLEBLOWER RULES
Part 166; CUSTOMER PROTECTION RULES
Part 170; REGISTERED FUTURES ASSOCIATIONS
Part 171; RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
Part 180; PROHIBITION AGAINST MANIPULATION
Part 190; BANKRUPTCY
Parts 191-199; Reserved
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